The University of Sydney

Archaeology

Archaeology of Society (ARPH 2003)

Outline 2001

Lectures: Latin 2 Monday 11am-12noon, Carslaw 373 Thursday 10am-12noon



Lecturer: Associate Professor Roland Fletcher



Fisher Stack 289


Telephone 9351 7813


Consultation Times: see door of Fisher Stack 289


PURPOSE OF THE UNIT OF STUDY

The purpose of this unit of study is to provide an overview of the development of human society from 15,000 BP to the present day in terms of the impact of the material component of human behaviour on community life.

In the past twenty-five years archaeology has begun to redefine the nature of being human. An intense, creative debate about the material things which are an integral part of human existence has begun to suggest that they played a profound role in the way we are human, and are fundamental to the workings of human society.

Aims

Textbook and Learning

The textbook is Fletcher R.J. 1995. The Limits of Settlement Growth. A theoretical outline. The textbook provides a guide to the theoretical component of the course and outlines the substnative argument which is developed in the lectures.

You do not have to work directly on the content of the theoretical approach. However, you are expected to use the proposed approach to help recognise the problems with current standard social explanations.

ADMINISTRATION

The administration office for Archaeology is in the Main Quadrangle, next to the Philosophy Room (behind the Jacaranda tree). The locked box where you submit your projects and essays are in the foyer of the office, as are the mailboxes for the staff where you can leave messages and items if necessary.

Essays and projects will be returned through the Archaeology office on or about the return date. You will be advised if there is any delay with the return of essays.

ARPH2003 notices are in the corridor off the foyer of the McLaurin Hall stairs. Any important changes to the unit of study will also be posted there.

Consultations

The lecturer and course co-ordinator Associate Professor Fletcher is available for consultation at his office, Room 289 in Fisher Stack, at designated times during the week. His office is accessed through the porch in the side of Fisher stack facing across to the Edgeworth David Building.

The consultation times will vary each week. so please check for the appropriate times. Consultation sessions are usually about 15 minutes long but you can sign in for longer. Please ensure that you sign in either the day before you propose to see the co-ordinator or as early in the morning as possible.

You are always welcome to call in at short notice, especially if you need advice on personal emergencies. Please remember however that an academic has many obligations and I cannot always be in my room. You can also leave a voice mail message, send an email or leave a note in Asssociate Professor Fletcher's mail box. With any message always leave a contact phone number.

Advice and Assistance

The Archaeology Ombudsman is Dr Ian Johnson, Director of the Archaeological Computing Laboratory, just down the corridor from the Archaeology Office, Phone 9351-3142. If you have a hassle, first try to solve it with Associate Professor Fletcher. If that doesn't work, please see Ian.

Performance

Satisfactory completion of ARPH 2003 is defined as 85% attendance at lectures and tutorial classes and the attainment of an overall grade of 50% (marks for all types of assessment are added together).

We encourage you to acquire or improve your computer competence and literacy. Essays are prefered in word processor form.

Assessment

Your work in ARPH 2003 will be assessed by four assignments. These can either essays or projects in the following combinations.

1) Two essays each worth 25% Total 50%

Two projects each worth 25% Total 50%

2) Three essays each worth 25% Total 75%

One project each worth 25% Total 25%

3) Four essays each worth 25% Total 100%

You can choose which combination to use. You are also encouraged to develop your own essay and project topics in consultation with the lecturer. Or you can choose the essay topics provided in this outline.

Essays and projects are to be handed in by placing them in the slot in the foyer of the Archaeology Office by the Due Date specified in this outline. They will then be marked by the Return Date specified in this outline. The return date is when lecturers are committed to having assignments which were handed in on time, marked and ready for return to students. The return date also marks the date after which that assignment will not be accepted for marking, except by decision of the Examiners' Committee at the end of the semester.

At the end of semester the marks are added and the staff then meet to determine the department's recommended mark. We deal with all sorts of troubles, especially late essays, taking into consideration medical certificates and letters asking for special consideration (see below - Extensions). We pay special attention to failures and borderline cases. The marks and our recommendations are then passed on to the Faculty of Arts for entry on to your record.

Please note that the Faculty follows the University policy of scaling marks to a standard distribution.

Extensions

One of the skills valued in Sydney University graduates is their ability to manage time and meet their obligations by the due date. This outline is designed to help you manage your time by telling you what work you are asked to hand in when. Late written work is penalised at the rate of one percent (1%) of the total possible mark for the assignment per weekday. An extension of time may be granted provided application has been made at least 24 hours before the Due Date. Please supply all copies of medical certificates to the Archaeology office.

NOTE: Pressure of academic or other work will not be accepted as a reason for lateness.

There are 3 acceptable grounds for extensions:

1) Illness attested by a medical certificate, or by an attendance certificate from the University Counselling Service. The extension allowed normally equals the number of days attested on the certificate.

2) Accidents, family problems, and other personal disasters. It may be necessary to let the Co-ordinator know (in confidence) the nature of the problem, but not the details.

3) Administration. Occasionally there have to be changes made in timing or other arrangements for the unit of study. The staff member responsible normally consults the students involved. The staff member documents any such alterations by placing a notice on the noticeboard. If any such changes can be substantiated as affecting a student's capacity to meet a deadline, the student MAY have grounds for an extension.

If you have a problem which requires confidentiality or privacy, please discuss the matter with whoever you feel is appropriate, eg Co-ordinator, Archaeology Ombudsman, Dean of Arts, etc. The professional services of the University Health Service (9351 3484) and the University Counselling Service (9351 2228) are very helpful and are highly recommended.

A few students suffer prolonged illness or misadventure during the semester and thereby are prevented from completing their work. Such students should submit a medical certificate and explanation via the Student Centre. These are often distressing cases to have to consider but you should remember that a medical certificate cannot be a substitute for an education. A poor examination result, following prolonged illness and the inability to attend classes and submit essays may have to be taken as an indication that the student should discontinue or fail and have the opportunity to repeat the unit of study in better circumstances. The Department and the Faculty have procedures for taking such matters into account. If you believe that sickness has adversely affected your work in general, submit a doctor's certificate to the Student Centre and to the other departments in which you are studying.

Extensions for Essays

Extensions must be sought from the Lecturer. Extensions of up to two weeks may be granted on the basis of an interview or written request. If you need an extension of more than two weeks, or suffer medical or other problems, you should submit medical certificates or other documentation.

Late essays, handed in without these permissions, may not be accepted for assessment.

If you feel that illness has affected (directly or indirectly) the quality of your work and may want to submit a medical certificate and an explanation via the Student Centre for us to take into account at the end of the year.

Under no circumstances can an essay be received for assessment on or after the return date.

Extensions for Projects

A maximum extension of one week is permitted but only if your projects are accompanied by an appropriate medical certificate. Other late projects will not be accepted.

Under no circumstances can a project be received for assessment on or after the return date.


TIMETABLE

Lectures

Week 1 23-27 July Introduction

Week 2 30 July-3 Aug Comprehending the past

Week 3 6-10 Aug The Role of the Material

Week 4 13-17 Aug The Interaction-Communication model

Week 5 20-24 Aug NO LECTURES

Week 6 27-31 Aug Mobile communities

Week 7 3-7 Sept Large mobile communities

Week 8 10-14 Sept The I-C model and the prerequisites for sedentism

Week 9 17-21 Sept Large agrarian based non-urban communities

Mid-semester recess 24 Sept to 30 Sept.

Week 10 1-5 Oct Prerequisites for agrarian urbanism

Week 11 8-12 Oct The formation of agrarian urban communities

Week 12 15-19 Oct Giant pre-industrial cities

Week 13 22-26 Oct The I-C model and industrial urbanism

Week 14 29 Oct- 2 Nov Summary and overview


Assessments

Assignment 1 Due Date 23 Aug Return Date 11 Sept

Assignment 2 Due Date 20 Sept Return Date 16 Oct

Assignment 3 Due date 18 Oct Return date 6 Nov

Assignment 4 Due date 15 Nov Return date 27 Nov

PROJECTS AND ESSAYS

You should use the essays and projects either to broaden your world-wide knowledge of archaeology and/or to increase your expertise in a specific region and period and/or consider a theoretical issue in some detail.


Projects

Throughout the semester you can complete TWO projects, ONE for each submission date. You are to choose the topics for your projects in consultation with the Co-ordinator of the unit of study. You need to make these decisions promptly.

A list of the descriptions of the types of projects will be handed out in the second week of the semester. Projects are essentially illustrative and use diagrams more than text.

Each project submitted must have a cover sheet from the back of this outline attached and filled in. Put the project in the assignment box by 5.00 p.m. on the Due Date. Projects can be collected on or after the Return Date from the Archaeology office.

Please ensure that each project is stapled to a cover sheet. Write your name on each project.

KEEP A COPY OF YOUR PROJECT

Essays

For ARPH2003 you must write a total of two essays. You may either choose the essay topics on which you want to work or you can choose from the list of topics below.

You have to write essays on topics of your choice. These must be discussed with the Co-ordinator, who will tell you whether or not the proposed topics are feasible and acceptable, and will advise you about bibliographic resources. This may require you to put rather more effort into obtaining the necessary literature than occurs for specified essays. You are encouraged to include illustrations in whatever format suits you, eg photocopies, computer graphics, drawings. Assessment will include some emphasis on presentation. A relevant bibliography of at least 10 items is required.

Each essay submitted must have a cover sheet from the back of this outline attached and filled in. Put the essay in the assignment box by 5.00 p.m. on the Due Date.

Please ensure that each essay is stapled to a cover sheet. Write your name on each essay.

KEEP A COPY OF YOUR ESSAY.

Essay Topics

Essay 1. Due 23 August

Write an essay on ONE of the following topics

  1. Review the potential of a nonverbal approach to interpreting the past.

2) What is the problem with ethnographic analogy?

3) What is the romantic- rationalist debate in archaeology?

Essay 2. Due 20 September

Write an essay on ONE of the following topics

1) What is the relevance of the I-C model for understanding the nature of mobile communities?

2) Outline the I-C model and review its critical differences from standard social theory.

3) Define sedentism

Essay 3. Due 18 October

Write an essay on ONE of the following topics

1) Outline the Interaction-Communication model and comment on its potential use in archaeology.

2) Review the growth and decline of a city of your choice in the context of the I-C model.

  1. Review the formation of urban communities in a region of your choice.

Essay 4. Due 15 November

Write an essay on ONE of the following topics

  1. How does the I-C model affect the interpretation of the industrial revolution?
  2. What is the significance of giant pre-industrial cities? Illustrate with examples.

3) Appraise the nature and future of industrial urbanism from the perspective of the I-C model.

Essay Marks

Less than 50: Fail. Talk to a member of academic staff to find out what went wrong.

50: Just a pass, but we're probably being kind. See if you can work out what went wrong, then talk to a staff member.

51-54: Work of acceptable standard.

55-59: Work of satisfactory standard. You are doing alright.

60-64: Work of considerable merit but not of Honours standard. You are doing alright.

65 and over: Work is good enough for you to think of yourself as a good student. Get a few marks like this and you should think of doing special entry units of study in Archaeology and consider doing Honours.

65-69: Competent work demonstrating potential to complete Honours. You have the ability to do well in Archaeology.

70-74: Highly competent work demonstrating clear capacity to complete Honours

successfully. You are doing well in Archaeology.

75-84: Work of a superior standard. Keep going as you are. Definitely do Archaeology!

85-100: Truly excellent work. Keep going as you are. Definitely do Archaeology!!

Essay Presentation

We prefer all essays to be prepared for presentation using a word processor. While this is not compulsory you should bear in mind that an increasing number of students present work in this form as a matter of course. Quality of presentation does have some value. Reading poor handwriting is very trying! You should also bear in mind that computer literacy for graduates is rapidly becoming a basic competence for professional employment and is one of the goals of the University Strategic Plan.

Please provide your essay double spaced and with wide margins so that comments can be inserted easily and clearly. References should preferably be in Harvard form but this is not mandatory.

What do we expect in an essay?

Components: There are at least four major components in the content of undergraduate archaeological (and probably other) essays

1. to outline and follow a significant line of argument

2. to support this by one or more sets of evidence or sources

3. to assess and evaluate critically the arguments presented

4. to identify and discuss the issues involved

Signposting your argument: The primary framework and direction of your essay is fundamental. It is essential not to lose sight of the point of what is being argued. Rather than subheadings, think of using signpost sentences every two or three paragraphs - succinct sentences which spell out how material just presented or about to be presented relates to the main line of the argument.

Description of selected data: Description of some selection of archaeological evidence is usually an essential component of an archaeology essay. In many ways this is the most difficult part of the essay, the art lying in selecting whatever parts of the total archaeological site description are going to be most pertinent to your line of argument. You will always have a word limit, requiring selection: think out what are the excavated features most relevant to what you want to develop.

Citing sources for opinions, quotations, evidence: Each major step in your discussion which involves - as it should - the published data or statements of current or past archaeologists and scholars requires a reference to the place where readers may consult this material for themselves. This can be cited either as in-text references (Deetz 1963: 180), often called the Harvard system, or as footnotes or endnotes using a running number system.

Either way, the authors referred to should be cited by a consistent abbreviation plus date and page reference (say, Deetz 1963: 180). These citations need to be linked to a bibliography which gives full bibliographical details for each work cited, in alphabetical order of author.

Assessment and critique: The third component in this process is the assessment and evaluation of what is presented. Here your own common sense and capacity to think come into play: remember to think about what is left out as well as what is selected for presentation by your sources.

Identifying issues and new questions: The obvious outcomes, after assessment of what is presented, are new questions - identifying the queries which you want to raise after examining all the data and what people have written to date. If, prompted by your investigation and your assessment, you are challenged to ask new questions or seek additional information, go ahead. This is one of the many ways in which archaeological knowledge advances - and naive questions have not infrequently led into different insights.

LOGICAL BASIS OF THE UNIT OF STUDY -THE INTERACTION-COMMUNICATION MODEL

Outlined below is the theoretical proposition which I will be using to structure this course. The I-C model specifies the behavioural factors which generate the myriad patterns of human community behaviour and explains how and why settlement patterns take particular forms and have distinct, specific histories.

You may find that the theoretical model is useful because it simplifies understanding the issues involved in studying the behaviour and community life of a myriad different societies over considerable timespans. It also clarifies several major conceptual issues in the analysis of long-term cultural change. I will briefly outline the model during the lectures and you will have the opportunity to ask questions about it during the discussion tutorials. You can also read about the I-C model in "The Limits of Settlement Growth. A theoretical outline" (Fletcher 1995).

Summary

The proposed theoretical model of interaction and communication outlines the basic operational constraints on community life and predicts distinct, large-scale patterns of settlement growth. The model specifies three major classes of behavioural constraint. In a long-term, large-scale perspective they constitute the operational parameters of social life in settlements. The first class of behavioural constraint is an upper limit on tolerable residential density, referred to as an Interaction limit (I-limit). The second class of constraint concerns the limits on the areal extent of a settlement set by the distances over which a communication system can operate adequately. Such a limit is referred to as a Communication limit (C-limit). However, at low residential densities the C-limit constraints do not apply. Communication systems do not delimit the areal extent of dispersed, low density settlements. Below a threshold density, referred to as the Threshold limit (T-limit), settlement extent is almost unconstrained or else is undefinable. But having exceeded a C-limit by dropping below the Threshold limit, such settlements cannot then easily attain densities above the T-limit again. The three classes of behavioural limit form a matrix of the interaction and communication stresses which affect human communities. The stresses can be managed in various ways by material features such as walls, or script systems, which help to control or aid interaction and communication. On the matrix we can therefore plot different kinds of settlement growth trajectories whose outcome depends upon the relationship between residential density, settlement size and the material assemblage available to the occupants. Viable communities have to reside below their appropriate I-limit and the size of compact settlements is generally constrained by the C-limit for the means whereby they communicate. A community may therefore become trapped in a stasis settlement close behind a C-limit because it does not possess the communication systems which could allow a larger, compact settlement area to be sustained. However, if a community in a compact settlement already possesses a new communication assemblage and the potential to regulate interaction stress it can follow a transition trajectory across a C-limit and will possess the potential to generate substantial, sustained settlement growth. The third possibility is a bypass trajectory below the T-limit along which a community drops to a low residential density without employing a new interaction and communication assemblage. Very extensive dispersed settlements may result which have only a restricted capacity for change.

Interaction-Communication Stress Matrix

TO BE HANDED OUT IN CLASS

POLICY ON TERMINOLOGY

You are required to use specific terminology in this course in order to present your work in a clear and logical manner. Set out below is a list of inappropriate, popular terms and confusing archaeological terms and their replacement(s).

Inappropriate term Replacement term(s)

man (he) humans, people, human

beings (they)

primitive DO NOT USE

Period names eg Upper Palaeolithic USE A TIME SPAN

Age (as in Bronze Age) USE A TIME SPAN

Neolithic ESPECIALLY AVOID

believe(s) argue(s),claim(s) etc.

Ancient DO NOT USE

Evolution USE ONLY FOR BIOLOGY

Evolution (in reference. to culture) development

Stimulus/ stimulate (referring to supposed LOGICALLY INVALID. AVOID

effect of environment on culture)

Response/ respond (referring to supposed LOGICALLY INVALID. AVOID

effect of environment on culture)

Mystery issue, problem, research topic

origin(s) formation, development

Invent(ed)/ invention AVOID EXCEPT FOR

HISTORICALLY KNOWN INDIVIDUALS

Due to lack of evidence I cannot YES YOU CAN!

come to any conclusions (or words

to that effect)

More information needs to be STATE WHAT KIND OF

collected before an opinion can EVIDENCE IS NEEDED?

be proposed

Speculate, speculation AVOID USING THESE

TERMS AS A FORM OF

CENSURE.

Note: Biological terminology for recent hominids currently causes some problems. It is generally easier and less confusing to refer to Homo sapiens sapiens as "modern sapiens" as distinct from "archaic sapiens" (e.g the Neanderthals).